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24 Jun 2024 · Today, the FSA announced that it has issued business improvement orders to MUFG Bank and MUMSS under Article 51, paragraph 2 and Article 51 of the Financial Instruments and Exchange Act, and ...
24 Jun 2024 · The FSA’s investigative arm, the Securities and Exchange Surveillance Commission, said earlier this month that MUFG Bank, Morgan Stanley MUFG Securities and Mitsubishi UFJ Morgan Stanley Securities had inappropriately exchanged client information at least 26 times to win business.
9 Jul 2024 · An MUFG Bank employee is suspected of leaking tender offer details and other non-public information about client companies to family members, Japanese media reported, weeks after the banking group was reprimanded for breaching firewalls.
9 Jul 2024 · The securities market watchdog suspects that the MUFG Bank employee in his 30s, who works at the bank's head office in Tokyo, violated the financial instruments and exchange law by providing...
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24 Jun 2024 · The FSA’s investigative arm, the Securities and Exchange Surveillance Commission, said earlier this month that MUFG Bank, Morgan Stanley MUFG Securities and Mitsubishi UFJ Morgan Stanley Securities...
24 Jun 2024 · MUFG penalized for client info breach. Signage for MUFG Bank Ltd., a unit of Mitsubishi UFJ Financial Group Inc. (MUFG), at one of the bank’s branches in Tokyo, Japan, on January 31, 2024.
