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2 days ago · Securities and Exchange Commission (SEC) Defined, How It Works The Securities and Exchange Commission (SEC) is the U.S. government agency created by Congress to regulate the securities markets and ...
3 days ago · The Securities and Exchange Commission elected not to appeal a federal appeals court’s decision striking down an agency rule that required increased disclosure from private fund advisers and ...
1 day ago · Illegal insider trading is a serious securities law violation that carries potential civil and criminal penalties. Civilly, the penalties can be as large as three times the gross profit on the trading. An insider trading investigation by the SEC requires experienced securities counsel, as the initial investigation often dictates the final outcome.
4 days ago · What is Securities Arbitration? Understanding the SEC Whistleblower Program. SEC Launches Interagency Securities Council to Coordinate Enforcement Efforts Across Federal, State, and Local Agencies. SEC Whistleblower Award: A $37 Million Milestone.
3 days ago · In the Journal of Economic Literature classification codes, Financial Economics is one of the 19 primary classifications, at JEL: G. It follows Monetary and International Economics and precedes Public Economics. For detailed subclassifications see JEL classification codes § G. Financial Economics .
5 days ago · The United States Securities and Exchange Commission (“SEC”) is a federal agency established to enact securities laws and regulate the securities industry in the United States. The SEC has the authority to bring administrative proceedings and civil litigation anywhere in the US and refers cases for criminal charges to federal prosecutors.
4 days ago · Newly redesigned product aims to bring OTC variance swaps trading to the exchange-listed market Simplifies trading and settlement, while offering benefits of price discovery, central clearing and liquidity Product addresses customer feedback and improves upon Cboe's previous variance futures offerings Cboe Global Markets, Inc. (Cboe: CBOE), the world's leading derivatives and securities ...
