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Aug 15, 2021 · Allegation: Fraud. Consent to Forfeiture/Judgment in the amount of $19.9 million regarding a securities fraud scheme that, inter alia, involved Cayman Islands-domiciled Aberon Capital Master Fund in USA v. Joseph Krigsfeld at the U. S. District Court for the Southern District of New York.
- SEC v. Joseph Krigsfeld: Complaint - OffshoreAlert
Complaint alleging failure to pay a fine of $160,000 for...
- Joseph Krigsfeld et al: $160K Fine & Industry Ban - OffshoreAlert
Administrative Order by the U. S. Securities and Exchange...
- SEC v. Joseph Krigsfeld: Complaint - OffshoreAlert
Aug 13, 2021 · JOSEPH KRIGSFELD, Defendant. Court: United States District Court, S.D. New York. Date published: Aug 13, 2021
llc and joseph krigsfeld, respondents. order instituting administrative and cease-and-desist proceedings, pursuant to sections 203(e), 203(f) and 203(k) of the investment advisers act of 1940, and section 9(b) of the investment company act of 1940, making findings, and imposing remedial sanctions and a cease-and-desist order i.
Complaint alleging failure to pay a fine of $160,000 for securities fraud involving, inter alia, Cayman Islands-domiciled Aberon Capital Master Fund, LP in U. S. Securities and Exchange Commission v. Joseph Krigsfeld at the U. S. District Court for the Southern District of New York.
Administrative Order by the U. S. Securities and Exchange Commission imposing a fine of $160,000 and industry ban on Joseph Krigsfeld, of New York, and censuring Aberon Capital Management LLC for securities fraud that, inter alia, involved Cayman Islands-domiciled Aberon Capital Master Fund.
Jun 11, 2018 · Between September 2009 and March 2012, Krigsfeld’s relative invested nearly $30 million in the Aberon Funds and Krigsfeld’s friend invested $200,000. The SEC alleged that Aberon and Krigsfeld repeatedly misrepresented the value and performance of the Aberon Funds.
Joseph began his career in 2003 at a top tier investment bank in London, and by 2008 he had held various roles including senior associate and managing director of various private investment and...
